Kenneth Robert Carpenter Jr.
Professional Summary
Kenneth Robert Carpenter Jr., who also goes by Ken Carpentar, Ken Carpenter, Kenneth Robert Carpenter Jr., Kenneth Robert Carpenter, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1992 - 2022. Kenneth had worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ken Carpentar, Ken Carpenter, Kenneth Robert Carpenter Jr., Kenneth Robert Carpenter
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
PASSCO CAPITAL, INC.
Contact Information
Main Address
2050 Main Street Suite 650, Irvine, CA 92614Mailing Address
2050 Maiin Street Suite 650, Irvine, CA 92614Phone Number
(949) 442-1000Established
California since 03/16/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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