Donald E. Chisholm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Chisholm JR, who also goes by Donald Edward Chisholm, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1993. Donald had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2012 - October 20, 2017
PENSERRA SECURITIES, LLC
September 3, 2009 - January 30, 2012
VCG SECURITIES, LLC
January 23, 2008 - August 31, 2009
CANTOR FITZGERALD & CO.
June 10, 2003 - February 4, 2008
SCOTT & STRINGFELLOW, LLC
July 15, 1999 - June 16, 2003
RAYMOND JAMES & ASSOCIATES, INC.
August 8, 1997 - July 27, 1999
STONE & YOUNGBERG LLC
December 16, 1996 - August 6, 1997
R. SEELAUS & CO., LLC
April 19, 1995 - July 10, 1995
A.J. MICHAELS & CO., LTD.
June 28, 1994 - December 15, 1994
THE AGEAN GROUP, INC
October 22, 1993 - June 15, 1994
UBS CAPITAL MARKETS L.P.
February 12, 1993 - August 27, 1993
NEW WINDSOR ASSOCIATES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
