William L. Bowman

AEGIS FINANCIAL

Oshkosh, WI 54902

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CRD#: 2211641

Professional summary

William Lee Bowman, who also goes by Bill Lee Bowman, is a registered financial advisor currently at AEGIS FINANCIAL located in Oshkosh, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Lee Bowman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AEGIS FINANCIAL. 530 N KOELLER ST. RIA. PRESIDENT. 160 HOURS/MO; 120 DURING TRADING HOURS. 2) BOWMAN INSURANCE SERVICES; MEMBER; INVESTMENT RELATED: YES; 530 N KOELLER ST, OSHKOSH, WI 54902; PROVIDE ASSET PROTECTION ADVICE INVOLVING INSURANCE; 2021-03-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 1; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1; 3) William L. Bowman is a member/owner of rental properties, doing business as Bowman Properties. The business includes Highway 44 Business Place, LLC and 540 Koeller Street, LLC. As a member/owner he assists individuals and businesses in location of desired real estate to either lease or buy and owns and operates investments in rental buildings with tenants. William dedicates 5 hours monthly during trading hours and 5 hours outside, with 5% of his yearly compensation expected from this role. He is the contact person at the organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Bowman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2019 - Present

AEGIS FINANCIAL

Office #1: 530 N Koeller St, Oshkosh, WI 54902

RIA

CRD#: 305030

Oshkosh, WI

Past

October 31, 2019 - December 9, 2020

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

OSHKOSH, WI

Past

June 6, 2011 - October 4, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

OSHKOSH, WI

Past

June 1, 2011 - October 4, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OSHKOSH, WI

Past

December 31, 1999 - June 1, 2011

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

May 26, 1998 - June 1, 2011

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

November 18, 1997 - June 4, 1998

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

MINOT, ND

Past

January 12, 1995 - October 15, 1997

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 27, 1993 - December 16, 1994

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS FINANCIAL

AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND

CRD#: 305030 / SEC#: 801-117229

RIA

Registered Investment Advisory firm - (8/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/2/2025)

IAR

Wisconsin
(8/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2012

General Securities Principal Examination

Current Firm

AEGIS FINANCIAL

AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND

CRD#: 305030 / SEC#: 801-117229

RIA

Registered Investment Advisory firm - (8/21/2019 Approved)

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Contact information

Main Address

530 N Koeller St, Oshkosh, WI 54902

Mailing Address

Phone number

(920) 233-4650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-AEGIS FINANCIAL (10/2/2025)

Regulatory assets under management

Total Number of Accounts	1,781
AUM (Assets Under Management)	$ 418,956,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William L. Bowman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Bowman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

CAPITAL FINANCIAL SERVICES, INC.

MUTUAL SERVICE CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

AEGIS FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1999

Series 63

Date: 10/11/1993

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2002

Series 6

Date: 10/11/1993

Series 24

Date: 10/4/2012

Current Firm

AEGIS FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS FINANCIAL

TRUST BUT VERIFY

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