Stephen B. Leaming
Professional summary
Stephen Brent Leaming, who also goes by Steve Leaming, is a registered financial advisor currently at SBL INVESTMENT ADVISORS, LLC located in Overland Park, Kansas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Stephen has worked at 4 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Brent Leaming's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2011 - Present
SBL INVESTMENT ADVISORS, LLC
January 6, 2009 - October 11, 2010
CROWN CAPITAL SECURITIES, L.P.
January 2, 2009 - October 11, 2010
CROWN CAPITAL SECURITIES, L.P.
March 7, 2000 - January 5, 2009
EQUITY SERVICES, INC.
September 25, 1995 - January 5, 2009
EQUITY SERVICES, INC.
May 14, 1992 - August 25, 1995
AMERICAN UNITED LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/7/2011)
Exams
Current Firm
SBL INVESTMENT ADVISORS, LLC
CRD#: 155278 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 2,994,173 |
Red Flags
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