James H. Polk
Professional summary
James Hilliard Polk III, who also goes by Jamie Polk, is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Hilliard Polk III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2007 - Present
COMMERCE STREET CAPITAL, LLC
Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202May 19, 2006 - November 28, 2007
SAMCO CAPITAL MARKETS, INC.
June 10, 2005 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
April 21, 2003 - July 26, 2005
POTOMAC CAPITAL MARKETS, LLC
June 28, 1999 - October 21, 2002
IFG NETWORK SECURITIES, INC.
May 21, 1992 - July 21, 1997
SECURITY CAPITAL MARKETS GROUP INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2025)
(11/14/2025)
(10/17/2007)
(10/3/2007)
(10/1/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
COMMERCE STREET CAPITAL, LLC
CRD#: 143797Dallas, TX 75202TRUST BUT VERIFY
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