Frank V. Geremia

GEREMIA FINANCIAL SERVICES

Edison, NJ 08837-3705

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CRD#: 221124

Professional summary

Frank Vincent Geremia, who also goes by Frank V Geremia, is a registered financial advisor currently at GEREMIA FINANCIAL SERVICES, LLC located in Edison, New Jersey.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Frank has worked at 12 firms and has passed the Series 66, Series 7, PC, Series 3, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank V Geremia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GEREMIA CAPITAL LIMITED LIABILITY COMPANY LLC. MORTGAGE BROKER. OWNER. INTRODUCE CLIENTS WHO NEED MORTGAGES TO BANKS WHO SUPPLY THEM. DEVOTE 1 HR/MO. FINANCIAL INTEREST $50,000. ONLY CONPENSATION SO FAR IS COMMISSIONS FOR INTORDUCTIONS. ESTABLISHED 11/2009.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Vincent Geremia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2025 - Present

GEREMIA FINANCIAL SERVICES, LLC

Office #1: 1090 King Georges Post Road Suite 801, Edison, NJ 08837-3705

RIA

CRD#: 156504

Edison, NJ

Past

April 28, 2011 - June 5, 2025

GEREMIA FINANCIAL SERVICES, LLC

RIA

CRD#: 156504

EDISON, NJ

Past

June 2, 2006 - December 31, 2010

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

BRIDGEWATER, NJ

Past

February 25, 2005 - June 2, 2006

THE INVESTMENT CENTER, INC.

RIA

CRD#: 17839

EDISON, NJ

Past

February 25, 2005 - June 28, 2011

THE INVESTMENT CENTER, INC.

CRD#: 17839

EDISON, NJ

Past

July 24, 2003 - March 11, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 8, 1987 - April 8, 1998

BNY CLEARING SERVICES LLC

CRD#: 15879

MILWAUKEE, WI

Past

November 14, 1985 - August 17, 1987

MANKO COMPANY

CRD#: 15299

Past

June 28, 1985 - October 20, 1987

CARNEGIE BROKERAGE CORP.

CRD#: 16239

Past

April 13, 1982 - October 8, 1984

ARBITRAGE MANAGEMENT COMPANY

CRD#: 7633

Past

September 16, 1977 - December 10, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

CRD#: 7238

Past

July 1, 1976 - August 27, 1976

BACHE & CO INCORPORATED

CRD#: 7058

Past

January 4, 1972 - June 6, 1974

DUPONT WALSTON, INCORPORATED

CRD#: 870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEREMIA FINANCIAL SERVICES, LLC

CRD#: 156504 / SEC#: 801-132072

RIA

Registered Investment Advisory firm - (3/14/2025 Approved)

New Jersey

Registered Investment Advisory firm - (6/5/2025 Terminated)

New York

Registered Investment Advisory firm - (5/28/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/3/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/4/2025)

IAR

Wisconsin
(10/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/2003

General Securities Representative Examination

General Industry/Product Exam

PC

Date: 3/24/1980

AMEX Put and Call Exam

General Industry/Product Exam

Series 3

Date: 11/15/1979

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 7/11/1985

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 12/27/1971

Registered Principal Examination

Current Firm

GEREMIA FINANCIAL SERVICES, LLC

CRD#: 156504 / SEC#: 801-132072

RIA

Registered Investment Advisory firm - (3/14/2025 Approved)

New Jersey

Registered Investment Advisory firm - (6/5/2025 Terminated)

New York

Registered Investment Advisory firm - (5/28/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/3/2025 Terminated)

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Contact information

Main Address

1090 King Georges Post Road Suite 801, Edison, NJ 08837-3705

Mailing Address

Phone number

(732) 738-5678

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRANK GEREMIA, SR. BROCHURE SUPPLEMENT (1/31/2025)

FRANK GEREMIA, JR. BROCHURE SUPPLEMENT (1/31/2025)

GEREMIA FINANCIAL SERVICES, LLC WRAP BROCHURE (1/31/2025)

GEREMIA FINANCIAL SERVICES, LLC PART 2 (1/31/2025)

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 103,428,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank V. Geremia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Vincent Geremia's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEREMIA FINANCIAL SERVICES, LLC

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

UBS FINANCIAL SERVICES INC.

BNY CLEARING SERVICES LLC

MANKO COMPANY

CARNEGIE BROKERAGE CORP.

ARBITRAGE MANAGEMENT COMPANY

PRUDENTIAL EQUITY GROUP, LLC

BACHE HALSEY STUART INC.

BACHE & CO INCORPORATED

DUPONT WALSTON, INCORPORATED

Primary Firm SEC Registration

GEREMIA FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2003

Series 7

Date: 7/23/2003

PC

Date: 3/24/1980

Series 3

Date: 11/15/1979

Series 4

Date: 7/11/1985

Series 40

Date: 12/27/1971

Current Firm

GEREMIA FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GEREMIA FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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