William Henry Doepker
CFP®Professional Summary
William Henry Doepker, CFP®, who also goes by William H Doepker, is a registered financial advisor currently at ALTUS WEALTH MANAGEMENT, LLC located in Ft. Mitchell, Kentucky. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William H Doepker
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
ALTUS WEALTH MANAGEMENT, LLC
Contact Information
Main Address
2500 Chamber Center Drive Suite 202, Ft. Mitchell, KY 41017Phone Number
(859) 815-8566# of Employees
5SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
585AUM (Assets Under Management)
$405,169,835Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ALTUS WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/9/2011)
(5/12/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1993About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view William Henry Doepker's CRS (Customer Relationship Summary).
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