Michael C. From
Professional summary
Michael Carl From is a registered financial professional currently at FELTL & COMPANY located in Plymouth, Minnesota.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Carl From's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2002 - Present
FELTL & COMPANY
Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447January 3, 1995 - September 16, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
August 25, 1994 - January 4, 1995
WESTONKA INVESTMENTS, INC.
February 24, 1992 - August 22, 1994
HAYNE, MILLER FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2002)
(9/16/2002)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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