JT
Joyce A. Theis
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CRD#: 2210997
JT
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Ann Theis, who also goes by Joyce Loesch, Joyce A Theis, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1992. Joyce had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joyce Loesch | Joyce A Theis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT - 4/8/2009 - 3419 Clearfield Drive, San Antonio, TX 78230 - Independent Insurance Agent, fixed insurance sales, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) VIP INSURANCE/JOYCE THEIS, CLU, CHFC (DBA) - 4/8/2009 - 1200 Cottonwood Creek Trail, Suite 800, Cedar Park, TX 78613 - Business Development Director/Advanced Life Sales, case design work and point-of-sale presentations related to fixed life-disability-long-term care insurance, contracted 1099 affiliated, Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) CONCIERGE INSURANCE GROUP - 4/1/2018 - 1200 Cottonwood Creek Trail, Suite 800, Cedar Park, TX 78613 - Director of Advanced Sales, oversee advanced sales' concepts and continued branding of this newly-formed division of VIP, continue to update website/branding/marketing, as needed, an insurance solutions platform used with existing activity through insurance VIP a division of VIP used to brand VIP's resources and abilities, and handle all stages for case of significance, Invt Rel, 60 hrs/mo; 5 hrs/mo (during trading hours). 4.) BURKHART PETERSON & CO/BPC INS AGENCY LLC - 9/22/2016 - 17422 O'Connor Road, San Antonio, TX 78247 - Ins Agent in POS capacity, POS insurance and annuity, work with clients of CPA firm, occasional POS insurance and annuity work with BPC clients, BPC is a multi-dimensional CPA firm, Not Invt Rel, 10 hrs/mo; 10 hrs/mo (during trading hours). 5.) TLG ADVISORS INC. - 1/2/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 5 hrs/mo; 5 hrs/mo (during trading hours).
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 2, 2018 - November 8, 2024
TLG ADVISORS, INC.
RIA
CRD#: 111052
CEDAR PARK, TX
Past
January 4, 2016 - November 8, 2024
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
January 17, 2014 - January 8, 2016
OSAIC SERVICES, INC.
RIA
CRD#: 133763
CEDAR PARK, TX
Past
January 14, 2014 - January 8, 2016
OSAIC SERVICES, INC.
BD
CRD#: 133763
CEDAR PARK, TX
Past
November 1, 2010 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CEDAR PARK, TX
Past
April 8, 2009 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CEDAR PARK, TX
Past
October 16, 2008 - November 24, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
December 18, 2003 - April 16, 2004
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
CAMARILLO, CA
Past
December 21, 2000 - December 17, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
RIA
CRD#: 116602
SALEM, OR
Past
June 20, 2000 - December 17, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
BD
CRD#: 14146
SPOKANE, WA
Past
May 6, 1999 - June 12, 2000
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
September 12, 1996 - May 4, 1999
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
February 27, 1992 - September 5, 1996
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
