William J. Tebeaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jene Tebeaux, CFP®, who also goes by William J Tebeaux, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
May 16, 2007 - May 1, 2024
PARAGON FINANCIAL ADVISORS
April 17, 2001 - May 23, 2007
CETERA INVESTMENT SERVICES LLC
December 20, 1995 - May 23, 2007
CETERA INVESTMENT SERVICES LLC
April 3, 1992 - April 6, 1994
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
PARAGON FINANCIAL ADVISORS
CRD#: 143721 / SEC#: 801-67813
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON FINANCIAL ADVISORS
CRD#: 143721 / SEC#: 801-67813
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,329 |
| AUM (Assets Under Management) | $ 847,006,835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
