Steven J. Zakrzewski
Professional summary
Steven John Zakrzewski, who also goes by Steve Zak, is a registered financial advisor currently at BMO NESBITT BURNS SECURITIES LTD. .
Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 14 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 87, Series 3, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven John Zakrzewski's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2019 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: C/o Legal Dept. 9th Floor 1 First Canadian Place M5x 1a1, Toronto, Ontario, M5X 1A1January 28, 2015 - October 15, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
June 12, 2013 - December 13, 2013
OPTIONSXPRESS, INC.
March 1, 2011 - July 20, 2012
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.
June 5, 2008 - April 2, 2012
BEST DIRECT SECURITIES, LLC
June 3, 2005 - May 4, 2007
MF GLOBAL INC.
November 24, 2003 - October 25, 2004
MARKET WISE SECURITIES, LLC
July 12, 2000 - October 22, 2004
TERRA NOVA FINANCIAL, LLC
August 1, 1997 - May 31, 2000
WEB STREET SECURITIES, INC.
April 3, 1996 - August 13, 1997
DISTRIBUTION SERVICES, LLC
December 13, 1994 - July 31, 1995
INVEST FINANCIAL CORPORATION
November 9, 1993 - April 7, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 9, 1993 - April 7, 1994
SIGNATOR INVESTORS, INC.
February 5, 1992 - November 24, 1993
LISS FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 2/18/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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