Howell S. Posner

AWARENESS WEALTH ADVISORS

Braddock Heights, MD

Some features on this profile are disabled

CRD#: 2210948

Professional summary

Howell Steven Posner, CFP®, who also goes by Howell S Posner, is a registered financial advisor currently at AWARENESS WEALTH ADVISORS, INC. located in Braddock Heights, Maryland.

Howell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Howell has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howell S Posner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howell Steven Posner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 26, 2021 - Present

AWARENESS WEALTH ADVISORS, INC.

RIA

CRD#: 239786

Braddock Heights, MD

Past

November 21, 2015 - December 31, 2019

AWARENESS WEALTH ADVISORS, INC.

RIA

CRD#: 239786

MCLEAN, VA

Past

November 13, 2015 - December 31, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

McLean, VA

Past

June 1, 2009 - November 19, 2015

MORGAN STANLEY

RIA

CRD#: 149777

MCLEAN, VA

Past

June 1, 2009 - November 19, 2015

MORGAN STANLEY

CRD#: 149777

MCLEAN, VA

Past

October 10, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MCLEAN, VA

Past

October 21, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MCLEAN, VA

Past

March 23, 1992 - November 4, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/26/2023)

IAR

Virginia
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/7/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/1992

General Securities Representative Examination

Current Firm

AWARENESS WEALTH ADVISORS, INC.

AWARENESS CAPITAL MANAGEMENT, LLC | AWARENESS WEALTH ADVISORS, INC. | AWARENESS FINANCIAL: PLANNING & MANAGEMENT, LLC

CRD#: 239786 / SEC#:

Maryland

Registered Investment Advisory firm - (1/26/2023 Approved)

Virginia

Registered Investment Advisory firm - (1/26/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Braddock Heights, MD

Mailing Address

4707 Schley Avenue #264 #264, Braddock Heights, MD 21703

Phone number

(434) 230-2211

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 11,833,837

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
District of Columbia	ERA - Withdrawn	3/19/2020
Maryland	ERA - Withdrawn	3/19/2020
Virginia	ERA - Withdrawn	3/19/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Howell S. Posner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howell Steven Posner's CRS (Customer Relationship Summary).

Certified licenses

Experience

AWARENESS WEALTH ADVISORS, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/7/1992

Series 63

Date: 3/25/1992

SIE

Date: 12/31/2016

Series 7

Date: 3/20/1992

Current Firm

AWARENESS WEALTH ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

AWARENESS WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors