James L. Moore

COLDSTREAM WEALTH MANAGEMENT

Kenai, AK 99611

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CRD#: 2210939

Professional summary

James Lawrence Moore, who also goes by James L Moore, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Kenai, Alaska.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 5 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James L Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of VX Properties, LLC, a Sammamish, WA investment-related company that oversees evaluation, purchase, management and disposition of developed or undeveloped commercial property. Owned since October 2015. Spend less than 10 hours per month during non-securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lawrence Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2023 - Present

COLDSTREAM WEALTH MANAGEMENT

Office #1: 10735 Kenai Spur Hwy Suite 3, Kenai, AK 99611

RIA

CRD#: 108805

Kenai, AK

Past

March 10, 2021 - November 17, 2023

PARCION PRIVATE WEALTH LLC

RIA

CRD#: 305115

BELLEVUE, WA

Past

October 20, 2020 - December 3, 2020

PATHSTONE

RIA

CRD#: 151736

BELLEVUE, WA

Past

May 13, 2016 - September 30, 2020

CORNERSTONE ADVISORS INC

RIA

CRD#: 110908

BELLEVUE, WA

Past

October 27, 2011 - July 31, 2014

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC

CRD#: 108805 / SEC#: 801-39379

RIA

Registered Investment Advisory firm - (7/23/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(2/21/2024)

IAR

Oregon
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC

CRD#: 108805 / SEC#: 801-39379

RIA

Registered Investment Advisory firm - (7/23/1991 Approved)

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Contact information

Main Address

One - 100th Avenue Ne Suite 102, Bellevue, WA 98004

Mailing Address

Phone number

(425) 283-1600

Established

Firm type

Fiscal year end

# of Employees

195

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV - PART 2A - CWM - 2025 06 17 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	4,519
AUM (Assets Under Management)	$ 12,438,532,202

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/27/2024	Cover Page	Report
09/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lawrence Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLDSTREAM WEALTH MANAGEMENT

PARCION PRIVATE WEALTH LLC

PATHSTONE

CORNERSTONE ADVISORS INC

FISHER INVESTMENTS

Primary Firm SEC Registration

COLDSTREAM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

COLDSTREAM WEALTH MANAGEMENT

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COLDSTREAM WEALTH MANAGEMENT

TRUST BUT VERIFY

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