Richard C. Boyles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Charles Boyles was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 6 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2023 - May 1, 2024
RETIREMENT PLAN ADVISORS SERVICES, LLC
April 20, 2016 - August 7, 2017
CONTINUITY PARTNERS GROUP, LLC
April 18, 2016 - July 22, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 9, 2006 - April 18, 2016
CITY SECURITIES CORPORATION
November 16, 2001 - April 18, 2016
CITY SECURITIES CORPORATION
February 19, 1992 - July 3, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 19, 1992 - July 3, 2001
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
RETIREMENT PLAN ADVISORS SERVICES, LLC
CRD#: 111392 / SEC#: , 8-53159
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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