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CG

Craig G. Gonn

VISION FINANCIAL SERVICES LLC
GRAFTON, WI
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CRD#: 2210754
CG

Professional summary


Craig George Gonn is a registered financial advisor currently at VISION FINANCIAL SERVICES LLC located in Grafton, Wisconsin.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VISION FINANCIAL SERVICES LLC - INDEPENDENT INSURANCE AGENT WHICH MAY INCLUDE EQUITY INDEX ANNUITIES. 2.VFS LLC CONSULTING, PROVIDE CONSULTATION FOR A WIDE VARIETY OF FINANCIAL DECISIONS, 01/2004-PRESENT, 2 HRS/MONTH DEVOTED DURING TRADING HOURS, 2 HRS/MONTH DEVOTED AFTER TRADING HOURS.

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CRS (Client Relationship Summary) - RIA


Click below to view Craig George Gonn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 5, 2004 - Present

VISION FINANCIAL SERVICES LLC

RIA
CRD#: 129462
GRAFTON, WI
Past

December 5, 2003 - December 31, 2023

HARBOUR INVESTMENTS, INC.

BD
CRD#: 19258
GRAFTON, WI
Past

November 18, 2002 - December 9, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MEQUON, WI
Past

December 17, 2001 - December 9, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 31, 1992 - December 20, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/8/2004)
IAR
Wisconsin
(1/5/2004)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/11/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/30/1997
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


VF
VISION FINANCIAL SERVICES LLC
VISION FINANCIAL SERVICES LLC | VISION FINANCIAL SERVICES, LLC

CRD#: 129462 / SEC#:

Illinois
Registered Investment Advisory firm - (1/8/2004 Approved)
Texas
Registered Investment Advisory firm - (12/5/2024 Terminated)
Wisconsin
Registered Investment Advisory firm - (1/2/2004 Approved)
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Contact information


Main Address
Grafton, WI
Mailing Address
P.o. Box 15, Grafton, WI 53024
Phone number
(262) 375-8371
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts481
AUM (Assets Under Management)$ 29,834,078

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VISION FINANCIAL SERVICES LLC

CRD#: 129462Grafton, WI

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