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BR

Brian D. Ream

SAX WEALTH ADVISORS
Morris Plains, NJ
Some features on this profile are disabled
CRD#: 2210745
BR

Professional summary

Brian David Ream, CFP® is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Morris Plains, New Jersey.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Ream's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

March 11, 2026 - Present

SAX WEALTH ADVISORS, LLC

RIA
CRD#: 119193
Morris Plains, NJ
Past

August 1, 2016 - November 7, 2025

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA
CRD#: 38357
Livingston, NJ
Past

April 5, 2016 - November 7, 2025

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

BD
CRD#: 38357
Livingston, NJ
Past

June 2, 2006 - April 4, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CHESTNUT HILL, MA
Past

August 17, 1992 - April 4, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
CHESTNUT HILL, MA
Past

March 23, 1992 - July 23, 1992

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SAX WEALTH ADVISORS, LLC
SAX WEALTH ADVISORS, LLC
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC

CRD#: 119193 / SEC#: 801-68788

RIA
Registered Investment Advisory firm - (2/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(3/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/3/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/27/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/22/1996
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SAX WEALTH ADVISORS, LLC
SAX WEALTH ADVISORS, LLC
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC

CRD#: 119193 / SEC#: 801-68788

RIA
Registered Investment Advisory firm - (2/28/2008 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
389 Interpace Parkway Suite 3, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 859-2199
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAX WEALTH ADVISORS, LLC FORM ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts3,685
AUM (Assets Under Management)$ 2,440,851,802

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/21/2025
Cover Page
Report
12/11/2024
Cover Page
Report
01/23/2024
Cover Page
Report
02/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAX WEALTH ADVISORS, LLC

SAX WEALTH ADVISORS, LLC

CRD#: 119193Morris Plains, NJ

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