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Thomas F. Biesiadecki

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CRD#: 2210719
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Francis Biesiadecki was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 2014 - May 22, 2020

MKG FINANCIAL GROUP, INC.

RIA
CRD#: 104214
PORTLAND, OR
Past

July 12, 2011 - May 16, 2016

MKG FINANCIAL GROUP, INC.

BD
CRD#: 104214
PORTLAND, OR
Past

June 30, 2011 - December 31, 2013

MKG FINANCIAL GROUP, INC.

RIA
CRD#: 104214
PORTLAND, OR
Past

June 22, 2006 - October 27, 2008

CANYON CREEK FINANCIAL, LLC

BD
CRD#: 139306
SALEM, OR
Past

November 2, 2004 - November 11, 2005

SKB SECURITIES

BD
CRD#: 38761
PORTLAND, OR
Past

April 3, 2001 - November 3, 2004

COLUMBIA FINANCIAL CENTER INCORPORATED

BD
CRD#: 23562
PORTLAND, OR
Past

October 5, 1998 - April 4, 2001

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

February 21, 1995 - February 1, 1999

CRABBE HUSON SECURITIES, INC.

BD
CRD#: 13389
PORTLAND, OR
Past

April 1, 1992 - January 11, 1994

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/2/2011
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MF
MKG FINANCIAL GROUP, INC.
MKG CAPITAL ADVISORS | MKG FINANCIAL GROUP, INC.

CRD#: 104214 / SEC#: 801-62971, 8-52692

RIA
Registered Investment Advisory firm - SEC (6/28/2012 Terminated)
Oregon
Registered Investment Advisory firm - SEC (1/1/2014 Approved)
Texas
Registered Investment Advisory firm - SEC (5/20/2022 Terminated)
Washington
Registered Investment Advisory firm - SEC (6/28/2012 Approved)
BD
Terminated by SEC on 07/15/2016
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Contact information


Main Address
205 Se Spokane Street Suite 300, Portland, OR 97202-6487
Mailing Address
Phone number
(503) 226-6700
Established
Oregon since 03/19/1999
Firm type
Corporation
Fiscal year end
December
# of Employees
2

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
GASKILL, MARK KIMEQUITY OWNER/PRSIDENT/DIRECTOR848103
BIESIADECKI, THOMAS FRANCISFINANCIAL OPERATIONS PRINCIPAL2210719
BIESIADECKI, THOMAS FRANCISCHIEF COMPLIANCE OFFICER2210719
BIESIADECKI, THOMAS FRANCISMUNICIPAL PRINCIPAL2210719

Regulatory assets under management


Total Number of Accounts112
AUM (Assets Under Management)$ 16,189,362

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MKG FINANCIAL GROUP, INC.

CRD#: 104214

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