Diane L. Venetsky
Professional summary
Diane L Venetsky, who also goes by Dee Venetsky, Diane Lynn Venetsky, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Delray Beach, Florida.
Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Diane has worked at 12 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, Series 52TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Diane L Venetsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Diane L Venetsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2018 - Present
PARK AVENUE SECURITIES LLC
March 12, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 437 Madison Avenue 29th Floor, New York, NY 10022October 27, 2004 - March 31, 2016
PARK AVENUE SECURITIES LLC
September 24, 2004 - March 31, 2016
PARK AVENUE SECURITIES LLC
April 30, 2002 - September 17, 2004
1ST BRIDGEHOUSE SECURITIES, LLC
October 3, 2000 - January 2, 2001
RURAL SECURITIES, INC.
June 5, 2000 - January 31, 2001
SSI SECURITIES CORP.
June 5, 2000 - February 12, 2001
EARLYBIRDCAPITAL, INC.
June 1, 2000 - February 12, 2001
GKN SECURITIES CORP.
April 3, 2000 - August 1, 2000
CFC SECURITIES, INC.
February 14, 2000 - April 4, 2000
AVALON RESEARCH GROUP, INC.
January 25, 1999 - April 3, 2000
GLOBAL INTER EQUITIES (S.A.), INC.
January 1, 1998 - January 30, 1998
ALEX MOORE & COMPANY, INC.
April 24, 1997 - January 30, 1998
ALEX MOORE & COMPANY, INC.
January 28, 1997 - April 1, 1997
MEYERS POLLOCK ROBBINS, INC.
January 4, 1996 - November 29, 1996
AMERICA FIRST ASSOCIATES CORP.
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/25/2024)
(3/12/2018)
(3/13/2018)
(3/12/2018)
(4/16/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 8/14/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
