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Paul Murphy

FRONT EDGE CAPITAL MANAGEMENT
NAPLES, FL
·CRD# 2210569·31 years experience

Professional Summary

Paul Murphy, who also goes by Paul F Murphy, Paul Francis Murphy, is a registered financial advisor currently at FRONT EDGE CAPITAL MANAGEMENT, LLC located in Naples, Florida. Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7, Series 3 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul F Murphy, Paul Francis Murphy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FRONT EDGE CAPITAL MANAGEMENT, LLC·CRD# 306155
RIA
Naples, FL
November 26, 2019 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Oakbrook Terrace, IL
June 7, 2019 - October 30, 2019
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
July 19, 2013 - June 7, 2019
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
Chicago, IL
August 1, 2002 - April 18, 2005
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
February 5, 2002 - April 18, 2005
HVA BROKERAGE SERVICES LLC·CRD# 113864
BD
Chicago, IL
September 18, 2001 - February 7, 2002
INSEARCH ASSOCIATES, INC.·CRD# 33821
BD
New York, NY
September 10, 1999 - December 21, 1999

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Current Firm

FE
FRONT EDGE CAPITAL MANAGEMENT, LLC

FRONT EDGE CAPITAL MANAGEMENT, LLC

CRD#: 306155
Florida
Registered Investment Advisory firm - Florida (3/11/2024 Approved)
Illinois
Registered Investment Advisory firm - Illinois (11/26/2019 Approved)
Ohio
Registered Investment Advisory firm - Ohio (2/20/2025 Approved)

Contact Information

Main Address

Naples, FL

Phone Number

(312) 925-5781

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

47

AUM (Assets Under Management)

$88,520,183

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(3/11/2024)
IAR
Illinois
(11/26/2019)
IAR
Ohio
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jun 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2013About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1995About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Paul Murphy's CRS (Customer Relationship Summary).

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