James Rainer Twiford
Professional Summary
James Rainer Twiford, who also goes by J Rainer Twiford, is a registered financial advisor currently at BROOKLINE INVESTMENTS, INC. located in Birmingham, Alabama and CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
J Rainer Twiford
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
BROOKLINE INVESTMENTS, INC. | CAPITAL STRATEGIES ADVISORS, INC
Contact Information
Main Address
2830 Cahaba Road Suite 100, Birmingham, AL 35223Phone Number
(205) 263-2332# of Employees
3SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
33AUM (Assets Under Management)
$281,468,586Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BROOKLINE INVESTMENTS, INC. | CAPITAL STRATEGIES ADVISORS, INC
State Registrations and Notice Filings
(3/8/2000)
(6/11/2020)
(10/29/2020)
(10/21/2020)
(10/27/2020)
(11/12/2020)
(10/15/2020)
(10/21/2020)
(10/17/2023)
(6/29/2020)
(6/17/2020)
(6/4/2020)
(10/21/2020)
(10/20/2020)
(10/26/2020)
(10/22/2020)
(10/27/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Rainer Twiford's CRS (Customer Relationship Summary).
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