Robert R. Hyde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Reid Hyde, who also goes by Reid Hyde, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2016 - November 29, 2018
SGMA CAPITAL MARKETS LIMITED
January 29, 2016 - August 15, 2016
MERRIMAN CAPITAL, INC.
July 15, 2009 - September 4, 2014
FORTITUDE ADVISORY GROUP L.L.C.
January 2, 2009 - February 28, 2014
ARGENTUS SECURITIES, LLC
September 16, 2005 - December 31, 2008
AWM SERVICES, LLC
September 16, 2005 - December 31, 2008
AWM SERVICES, LLC
January 5, 2005 - November 21, 2005
FBR INVESTMENT MANAGEMENT, INC.
February 10, 2004 - October 3, 2005
B. RILEY SECURITIES, INC.
October 10, 2002 - February 10, 2004
DEUTSCHE BANK SECURITIES INC.
August 3, 2001 - February 10, 2004
DEUTSCHE BANK SECURITIES INC.
March 17, 1999 - August 3, 2001
BANC OF AMERICA SECURITIES LLC
August 23, 1995 - June 18, 1997
DABNEY/RESNICK/IMPERIAL, LLC
July 30, 1994 - January 23, 1995
ALEX. BROWN & SONS INCORPORATED
April 16, 1992 - February 14, 1994
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SGMA CAPITAL MARKETS LIMITED
CRD#: 135327 / SEC#: , 8-66911
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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