Steven Schlegel

FIRST COMMAND ADVISORY SERVICES

Phoenix, AZ

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CRD#: 2210096

Professional summary

Steven Schlegel, who also goes by Steven David Schlegel, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Phoenix, Arizona and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Aliases

Steven David Schlegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Schlegel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2026 - Present

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Phoenix, AZ

Current

July 9, 2026 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

FORT WORTH, TX

Past

March 17, 2026 - June 5, 2026

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

Conshohocken, PA

Past

March 16, 2026 - June 5, 2026

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Conshohocken, PA

Past

July 2, 2024 - March 20, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WALTHAM, MA

Past

July 2, 2024 - March 20, 2026

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 27, 2024 - July 5, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

TEMPE, AZ

Past

February 22, 2024 - July 5, 2024

OSAIC WEALTH, INC.

CRD#: 23131

TEMPE, AZ

Past

January 15, 2008 - October 29, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

October 31, 2005 - September 18, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

October 31, 2005 - September 18, 2023

OSAIC SERVICES, INC.

CRD#: 133763

PHOENIX, AZ

Past

March 3, 2004 - October 31, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

READING, PA

Past

January 22, 2004 - October 31, 2005

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

January 22, 2004 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

October 15, 2002 - June 3, 2004

LEESPORT WEALTH MANAGEMENT, LLC

RIA

CRD#: 122474

WYOMISSING, PA

Past

May 19, 1992 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 18, 1992 - May 19, 1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/9/2026)

IAR

Texas
(7/10/2026)

Washington
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 2/22/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/17/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DESCRIPTION OF SERVICES (12/26/2025)

WRAP PROGRAM BROCHURE (12/26/2025)

Regulatory assets under management

Total Number of Accounts	113,591
AUM (Assets Under Management)	$ 24,429,418,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven Schlegel

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Schlegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

LEESPORT WEALTH MANAGEMENT, LLC

SUNAMERICA SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 2/28/1992

Series 52TO

Date: 2/22/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/14/1992

Series 53

Date: 5/17/2004

Series 24

Date: 9/11/2003

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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