David T. Engels
Professional summary
David Terrence Engels, who also goes by David Engels, is a registered financial advisor currently at ENGELS INVESTMENT ADVISORS, LLC located in Center Sandwich, New Hampshire.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Terrence Engels's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2001 - Present
ENGELS INVESTMENT ADVISORS, LLC
August 4, 1995 - June 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2021)
(8/19/2021)
(2/2/2001)
Exams
Current Firm
ENGELS INVESTMENT ADVISORS, LLC
CRD#: 116721 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 28,809,800 |
Red Flags
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