Guido P. Geraci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guido Phillip Geraci was a registered financial professional .
Guido is a previously registered financial professional and started their career in finance in 1969. Guido had worked at 8 firms and has passed the Series 63, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1995 - February 20, 2001
AMCORE INVESTMENT SERVICES, INC
December 6, 1988 - December 19, 1994
DICKINSON & CO.
November 25, 1988 - December 19, 1988
HAMILTON INVESTMENTS, INC.
April 1, 1981 - December 17, 1988
OBERWEIS SECURITIES, INC.
January 9, 1980 - November 29, 1982
BRIDEGAN-CONRADS & CO., INC.
July 9, 1979 - January 19, 1980
MORGAN STANLEY DW INC.
September 7, 1978 - July 20, 1979
LOEB PARTNERS
May 28, 1969 - September 25, 1978
THE MILWAUKEE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1967
Registered Representative ExaminationCurrent Firm
AMCORE INVESTMENT SERVICES, INC
CRD#: 27708 / SEC#: , 8-43200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS BANKCORP, INC | SHAREHOLDER | |
| DA CAMARA, ANTONIO FILIPE | DIRECTOR | |
| FORTE-OBRIEN, MARY ANN | TREASURER AND CFO | 3017967 |
| JENKINS, TERRY A | DIRECTOR | 4847869 |
| LEWIS, MICHAEL WARD | DIRECTOR | 5345659 |
| MCCOMISH, CHRISTOPHER J | CHAIRMAN | |
| MIROBALLI, MICHAEL | PRESIDENT, DIRECTOR, CEO | 1545242 |
| MISTARZ, CECILY MARIE | DIRECTOR | 4938679 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER | 2681068 |
| SCHMANSKI, MATTHEW BENJAMIN | SECRETARY |
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
