Henry I. Forte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Ignacio Forte, who also goes by Henry Iqnacio Forte, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1992. Henry had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - December 31, 2019
FORTE WEALTH MANAGEMENT GROUP
June 12, 2006 - October 23, 2014
SECURITIES AMERICA ADVISORS, INC.
May 26, 2006 - October 23, 2014
SECURITIES AMERICA, INC.
March 21, 2005 - May 30, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 12, 2001 - May 30, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 20, 1997 - January 18, 2001
MORGAN STANLEY DW INC.
January 27, 1994 - October 30, 1997
UBS FINANCIAL SERVICES INC.
April 5, 1993 - December 23, 1993
PRUDENTIAL EQUITY GROUP, LLC
March 17, 1992 - February 2, 1993
CIC CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTE WEALTH MANAGEMENT GROUP
CRD#: 174876 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
