Erin M. Williams
Professional summary
Erin Murray Williams, who also goes by Erin Murray Patton, Erin M Williams, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Mission Viejo, California and TCFG WEALTH MANAGEMENT, LLC located in Mission Viejo, California.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Erin has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erin Murray Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2017 - Present
TCFG INVESTMENT ADVISORS, LLC
Office #1: 25909 Pala Suite 380, Mission Viejo, CA 92691April 26, 2017 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 25909 Pala Suite 380, Mission Viejo, CA 92691January 18, 2017 - April 28, 2017
BALBOA WEALTH PARTNERS, INC.
September 15, 2010 - December 31, 2011
AXIS ADVISORS, INC.
July 17, 2009 - December 27, 2016
GIRARD SECURITIES, INC.
July 17, 2009 - January 4, 2017
GIRARD SECURITIES, INC.
September 2, 2008 - July 16, 2009
NPB FINANCIAL GROUP, LLC
September 2, 2008 - July 28, 2009
FINANCIAL COUNSELING RESOURCES LLC
September 2, 2008 - July 16, 2009
NPB FINANCIAL GROUP, LLC
December 3, 1998 - September 2, 2008
ASSOCIATED SECURITIES CORP.
January 9, 1997 - December 7, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 11, 1996 - February 24, 1997
WALNUT STREET SECURITIES, INC.
February 15, 1996 - January 27, 1997
OSAIC WEALTH, INC.
October 15, 1993 - January 22, 1996
VOYA FINANCIAL PARTNERS, LLC
April 23, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2017)
(12/1/2021)
(4/26/2017)
(4/27/2017)
(10/28/2024)
(10/28/2024)
(1/6/2020)
(4/27/2017)
(1/25/2019)
(10/23/2018)
(1/6/2020)
(12/2/2020)
(5/24/2017)
(11/21/2024)
(3/18/2022)
(6/7/2022)
(10/29/2024)
(10/29/2024)
(11/18/2021)
(10/1/2020)
(10/1/2020)
Exams
FINRA
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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