DJ
Dirk C. Jacobs
INDEPENDENT FINANCIAL GROUP
Portland, OR 97225
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CRD#: 2209894
DJ
Professional summary
Dirk Claas Jacobs is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Portland, Oregon.
Dirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dirk has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/09/1994 ADDRESS: 9900 Sw Wilshire St, Ste 150, Portland OR 97225, United States DESCRIPTION: INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) DCJACOBS INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2010 ADDRESS: 9900 Sw Wilshire St, Ste 150, Portland OR 97225, United States DESCRIPTION: 100% OWNER OF DCJACOBS INC. AN ENTITY SET UP AS A TAX CONDUIT FOR ACCOUNTING PURPOSES ONLY
CRS (Client Relationship Summary) - RIA
Click below to view Dirk Claas Jacobs's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dirk Claas Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2008 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 9900 Sw Wilshire St Ste 150, Portland, OR 97225RIA
BD
CRD#: 7717
Portland, OR
Current
August 18, 2008 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 9900 Sw Wilshire St Ste 150, Portland, OR 97225RIA
BD
CRD#: 7717
Portland, OR
Past
June 21, 2007 - September 19, 2008
CONCORD EQUITY GROUP ADVISORS, LLC
RIA
CRD#: 143315
PORTLAND, OR
Past
January 27, 2005 - April 27, 2007
THE CONCORD EQUITY GROUP, LLC
RIA
CRD#: 14569
PORTLAND, OR
Past
January 21, 2005 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
BD
CRD#: 14569
PORTLAND, OR
Past
February 11, 1997 - January 22, 2005
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTLAND, OR
Past
January 27, 1997 - January 22, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
February 6, 1992 - January 28, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 6, 1992 - January 28, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2008)
RR
California(9/30/2008)
RR
Colorado(8/18/2008)
RR
Idaho(8/31/2021)
RR
Kansas(8/31/2020)
RR
Massachusetts(10/21/2019)
RR
Missouri(7/28/2022)
RR
Montana(9/24/2025)
RR
Nebraska(11/5/2025)
RR
Nevada(8/3/2017)
RR
New Mexico(8/18/2008)
RR
Oregon(8/18/2008)
IAR
Oregon(8/18/2008)
RR
Washington(8/18/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
