LS
Lisa L. Schebler
WELLTH ADVISORY SERVICES
Davenport, IA
Some features on this profile are disabled
CRD#: 2209809
LS
Professional summary
Lisa Lynn Schebler, who also goes by Lisa Nichols, Lisa Schebler, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Davenport, Iowa.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Lisa has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Nichols | Lisa Schebler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/26/2023 - STRATEGIC RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 09/26/2023 - SRP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 09/26/2023 - SPRING GREEN LLC - Business Entity For Tax/Investment Purposes Only - IA 52804 - LLC FOR BUSINESS EXPENSES - Non investment related - 5% time spent - Start date: 9/13/2023. 4) 01/29/2024 - STRATEGIC RETIREMENT PARTNERS - Inv related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Started: 9/13/2023 - 160 Hrs/mo; 8 Hrs During Trading. 5) 01/29/2024 - SRP - Inv related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Started: 9/13/2023 - 160 Hrs/mo; 8 Hrs During Trading. 6) 01/29/2024 - GLOBAL RETIREMENT PARTNERS - Inv related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 9/13/2023 - 160 Hrs/mo; 8 Hrs During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. TERMED 6/2024
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Lynn Schebler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
RIA
CRD#: 330537
Davenport, IA
Past
November 6, 2023 - July 7, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Davenport, IA
Past
November 1, 2023 - December 13, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
DAVENPORT, IA
Past
April 19, 2016 - November 2, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Davenport, IA
Past
May 5, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Davenport, IA
Past
August 12, 2014 - November 2, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Davenport, IA
Past
November 1, 2007 - August 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
DAVENPORT, IA
Past
June 11, 2003 - November 6, 2007
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DAVENPORT, IA
Past
March 12, 1992 - June 5, 2003
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/28/2024)
IAR
Iowa(7/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
