Roy W. Stephens
Professional summary
Roy Wayne Stephens JR, CFP®, who also goes by Roy Wayne Stephens, is a registered financial advisor currently at CROSSCURRENT WEALTHMANAGEMENT, LLC located in Little Rock, Arkansas.
Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Roy has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roy Wayne Stephens JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
April 12, 2011 - Present
CROSSCURRENT WEALTHMANAGEMENT, LLC
February 25, 2009 - June 25, 2010
SIMMONS FIRST CAPITAL MANAGEMENT, INC.
August 4, 1999 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1999 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 1992 - July 14, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2011)
Exams
Current Firm
CROSSCURRENT WEALTHMANAGEMENT, LLC
CRD#: 156589 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 1,275,228 |
Red Flags
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