Herbert T. Mcmeekin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Thomas Mcmeekin, who also goes by H. Thomas Mcmeekin, Thomas Mcmeekin, was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1992. Herbert had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - August 8, 2012
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
October 7, 2009 - October 8, 2009
MOELIS & COMPANY LLC
November 6, 2001 - January 16, 2008
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 22, 1993 - September 5, 2000
OSAIC FA, INC.
February 19, 1992 - August 9, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 19, 1992 - August 9, 1993
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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