James S. Georgen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Salvatore Georgen JR, who also goes by Jim Salvatore Georgen Jr, Jim Georgen Jr, Jim Georgen, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2001 - December 19, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 1, 2001 - December 20, 2001
RICHARD B. VANCE & COMPANY
October 19, 1998 - February 20, 2001
FFP SECURITIES, INC.
October 1, 1997 - October 12, 1998
OSAIC FS, INC.
June 12, 1997 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
January 10, 1992 - February 20, 1997
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
