Timothy J. Powell

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CRD#: 2209644

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy John Powell, CFP® was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 4 firms and has passed the Series 63, SIE, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRANNEN & POWELL, NON INVESTMENT RELATED, 455 KERN ST, SHAFTER CA 93263, PARTNER, STARTED 1979, 320 HOURS PER MONTH, 320 HOURS DURING SECURITIES TRADING HOURS, DO TAX INTERVIEWS, PREPARE TAX RETURNS, PROVIDE TAX RELATED COUNSELING. 2. TIM POWELL, INVESTMENT RELATED, 455 B KERN ST, SHAFER, CA 93263, OWNER, NO START DATE LISTED, 15 HOURS PER MONTH, 15 HOURS DURING SECURITIES TRADING HOURS, INSURANCE SALES. 3. TIM POWELL RENTALS POSITION: owner NATURE: real estate rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2014 ADDRESS: 182 Oak Ct, Shafter CA 93263 DESCRIPTION: collect rents 4. NWF ADVISORY GROUP POSITION: Investment Advisory Representative NATURE: SEC Registered Investment Advisory Firm Structured as a Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/03/2017 ADDRESS: 455 Kern St Ste B, SHAFTER CA 993263, United States; DESCRIPTION: Meet with clients, review goals and objectives and determine investment choices. Submit required paper work to complete investment. 5. TIM POWELL POSITION: owner NATURE: sole Propietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/24/1997 ADDRESS: 455 KERN ST STE B, SHAFTER CA 93263, United States DESCRIPTION: Notary Public

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Past

February 14, 2017 - March 18, 2022

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

Shafter,, CA

Past

July 8, 1997 - February 5, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SHAFTER, CA

Past

July 8, 1997 - April 18, 2017

WHJR ASSOCIATES

RIA

CRD#: 113269

SHAFTER, CA

Past

October 24, 1995 - March 15, 2022

OSAIC WEALTH, INC.

CRD#: 23131

SHAFTER, CA

Past

August 5, 1992 - November 3, 1995

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 2

Date: 11/30/1993

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 8/3/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy J. Powell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/1992

SIE

Date: 10/1/2018

Series 2

Date: 11/30/1993

Series 6

Date: 8/3/1992

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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