Robert Francis Graham
AIF®Professional Summary
Robert Francis Graham, AIF®, who also goes by Bob Graham Jr, Bob Graham, Robert F Graham, Robert Francis Graham Jr, Robert Graham, is a registered financial advisor currently at DINUZZO PRIVATE WEALTH, INC. located in Beaver, Pennsylvania. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Francis Graham, Bob Graham Jr, Bob Graham, Robert F Graham, Robert Francis Graham Jr, Robert Graham
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DINUZZO EMERGING WEALTH | PAPI MINDSETCOACH | DINUZZO WEALTH MANAGEMENT | DINUZZO PRIVATE WEALTH, INC. | DINUZZO MIDDLE-MARKET FAMILY OFFICE | DINUZZO INVESTMENT ADVISORS INC. | DINUZZO INDEX ADVISORS, INC. | DINUZZO FAMILY OFFICE
Contact Information
Main Address
1501 3rd St., Beaver, PA 15009Phone Number
(724) 728-6564# of Employees
19SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,592AUM (Assets Under Management)
$1,177,328,579Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
DINUZZO EMERGING WEALTH | PAPI MINDSETCOACH | DINUZZO WEALTH MANAGEMENT | DINUZZO PRIVATE WEALTH, INC. | DINUZZO MIDDLE-MARKET FAMILY OFFICE | DINUZZO INVESTMENT ADVISORS INC. | DINUZZO INDEX ADVISORS, INC. | DINUZZO FAMILY OFFICE
State Registrations and Notice Filings
(6/24/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1997Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Francis Graham's CRS (Customer Relationship Summary).
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