LB

Lawrence E. Blake

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CRD#: 2209589
LB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence E Blake JR., who also goes by Larry Blake Jr, Lawrence E Blake, Lawrence Everett Blake Jr, was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 1992. Lawrence had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Blake Jr | Lawrence E Blake | Lawrence Everett Blake Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 9, 2010 - November 2, 2023

SALEM ADVISORY GROUP LLC

RIA
CRD#: 145697
WELLS, ME
Past

April 13, 2010 - December 31, 2015

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
WELLS, ME
Past

March 31, 2006 - April 16, 2010

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
ROCHESTER, NH
Past

May 9, 2003 - April 3, 2006

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

March 19, 1992 - June 13, 2002

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SA
SALEM ADVISORY GROUP LLC
SALEM ADVISORY GROUP LLC | STAFFORD ADVISORY GROUP LLC

CRD#: 145697 / SEC#:

Connecticut
Registered Investment Advisory firm - (12/6/2021 Terminated)
Florida
Registered Investment Advisory firm - (12/16/2014 Approved)
Maine
Registered Investment Advisory firm - (1/7/2008 Approved)
Massachusetts
Registered Investment Advisory firm - (1/2/2015 Approved)
New Hampshire
Registered Investment Advisory firm - (2/11/2014 Approved)
North Carolina
Registered Investment Advisory firm - (11/24/2021 Terminated)
Ohio
Registered Investment Advisory firm - (4/29/2019 Approved)
Texas
Registered Investment Advisory firm - (1/10/2018 Conditional Restricted)
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Contact information


Main Address
1332 Post Road Suite 2a, Wells, ME 04090
Mailing Address
1332 Post Road Suite 2a, Wells, ME 04090
Phone number
(207) 641-8332
Established
Firm type
Fiscal year end
# of Employees
4

Regulatory assets under management


Total Number of Accounts495
AUM (Assets Under Management)$ 76,199,538

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SALEM ADVISORY GROUP LLC

CRD#: 145697

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Contact information


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