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Lawrence E Blake Jr.

CRD# 2209589·Registered 1992 - 2023
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence E Blake JR., who also goes by Larry Blake Jr, Lawrence E Blake, Lawrence Everett Blake Jr, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1992 - 2023. Lawrence had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Blake Jr, Lawrence E Blake, Lawrence Everett Blake Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SALEM ADVISORY GROUP LLC·CRD# 145697
RIA
Wells, ME
September 9, 2010 - November 2, 2023
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Wells, ME
April 13, 2010 - December 31, 2015
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Rochester, NH
March 31, 2006 - April 16, 2010
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
May 9, 2003 - April 3, 2006
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
March 19, 1992 - June 13, 2002

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Current Firm

SA
SALEM ADVISORY GROUP LLC

SALEM ADVISORY GROUP LLC | STAFFORD ADVISORY GROUP LLC

CRD#: 145697
Connecticut
Registered Investment Advisory firm - Connecticut (12/6/2021 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/16/2014 Approved)
Maine
Registered Investment Advisory firm - Maine (1/7/2008 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (1/2/2015 Approved)
New Hampshire
Registered Investment Advisory firm - New Hampshire (2/11/2014 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (11/24/2021 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/29/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (1/10/2018 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1332 Post Road Suite 2a, Wells, ME 04090

Mailing Address

1332 Post Road Suite 2a, Wells, ME 04090

Phone Number

(207) 641-8332

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

495

AUM (Assets Under Management)

$76,199,538

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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