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EL

Eric B. Lasky

DAVID LERNER ASSOCIATES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2209472
EL

Professional summary

Eric Bruce Lasky, who also goes by Eric Bruce Lasky, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Boca Raton, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Bruce Lasky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Bruce Lasky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2024 - Present

DAVID LERNER ASSOCIATES, INC.

Office #1: 568 Yamato Rd. 3rd Floor, Boca Raton, FL 33431
BD
CRD#: 5397
Boca Raton, FL
Past

September 8, 2016 - February 11, 2021

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

August 16, 2016 - September 9, 2016

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

October 7, 2011 - August 15, 2016

ASCENDIANT CAPITAL MARKETS, LLC

BD
CRD#: 152912
JUPITER, FL
Past

March 7, 2011 - September 20, 2011

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

December 13, 2010 - March 15, 2011

SSC NY CORP.

BD
CRD#: 29804
NEW YORK, NY
Past

December 3, 2003 - November 16, 2010

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

July 22, 2003 - December 3, 2003

NBGI SECURITIES INC.

BD
CRD#: 104322
NEW YORK, NY
Past

May 15, 2002 - August 19, 2003

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

February 4, 2002 - May 21, 2002

CREATION CAPITAL LLC

BD
CRD#: 113912
SYOSSET, NY
Past

July 25, 2001 - February 11, 2002

EARLYBIRDCAPITAL, INC.

BD
CRD#: 28629
MELVILLE, NY
Past

September 12, 1995 - July 20, 2001

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

August 31, 1992 - May 16, 1995

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

March 5, 1992 - July 28, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/1/2024)
RR
Georgia
(8/26/2024)
RR
New Jersey
(8/26/2024)
RR
New York
(7/12/2024)
RR
Pennsylvania
(10/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/12/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/29/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.

CRD#: 5397 / SEC#: , 8-20746

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Phone number
(516) 921-4200
Established
New York since 11/06/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LERNER, DAVIDSHAREHOLDER307120
HOLEMAN, ALLEN BERNARDCHIEF COMPLIANCE OFFICER1060910
SANTOS, ERIKA VALERIAFINOP6218921
WALCOE, MARTIN KEVINPRESIDENT1593935

Disclosures

Regulatory Event22
Arbitration19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVID LERNER ASSOCIATES, INC.

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397Boca Raton, FL 33431

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