Jose C. Perez-vega
Professional summary
Jose Carlos Perez-vega, who also goes by Perezvega Jose, Jose Carlos Perezvega, is a registered financial professional currently at SOUTH STREET SECURITIES LLC located in New York, New York.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1992. Jose has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Carlos Perez-vega's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2005 - Present
SOUTH STREET SECURITIES LLC
Office #1: 1155 Sixth Ave 14th Floor, New York, NY 10036Office #2: 1155 Ave Of The Americas 14th Floor, New York, NY 10036December 22, 2010 - January 31, 2011
DHF SERVICES LLC
September 17, 2007 - October 19, 2009
DHF SERVICES LLC
May 24, 2000 - April 29, 2005
RBC CAPITAL MARKETS CORPORATION
June 22, 1999 - May 11, 2000
TULLETT LIBERTY BROKERAGE INC.
September 10, 1996 - September 3, 1998
MIZUHO SECURITIES USA LLC
November 22, 1994 - August 5, 1996
DRESDNER SECURITIES (USA) INC.
February 6, 1992 - November 3, 1994
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2006)
(11/22/2006)
(5/11/2006)
(6/22/2007)
(10/31/2005)
(7/10/2006)
(10/31/2005)
(5/11/2006)
(10/31/2005)
(10/31/2005)
(11/22/2006)
(12/8/2006)
(7/10/2006)
(10/31/2005)
(8/15/2006)
(5/11/2006)
(9/20/2006)
(7/10/2006)
(7/10/2006)
(1/11/2007)
(10/31/2005)
(10/31/2005)
(7/10/2006)
(7/10/2006)
(10/31/2006)
(9/5/2006)
(7/10/2006)
(9/19/2006)
(5/11/2006)
(5/11/2006)
(10/31/2005)
(3/1/2007)
(10/31/2005)
(11/1/2005)
(11/28/2006)
(5/11/2006)
(5/11/2006)
(7/19/2006)
(10/31/2005)
(1/4/2007)
(11/15/2006)
(5/11/2006)
(7/10/2006)
(5/18/2006)
(5/11/2006)
(10/31/2005)
(12/18/2006)
(5/19/2021)
(10/31/2005)
(5/11/2006)
(10/31/2006)
(5/11/2006)
(9/6/2006)
Exams
FINRA
Current Firm
SOUTH STREET SECURITIES LLC
CRD#: 125202 / SEC#: , 8-65770
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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