John D. Oconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dennis Oconnell, who also goes by John Dennis Oconnell, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 8 firms and has passed the Series 63, Series 7, SIE, Series 3, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2022 - April 11, 2023
SECURRENCY SECURITIES INC.
March 10, 2020 - November 2, 2020
SECURITIES AMERICA, INC.
March 6, 2006 - May 5, 2006
FIREFLY CAPITAL, INC.
January 15, 2004 - February 22, 2005
ABN AMRO CLEARING USA LLC
March 31, 2003 - January 6, 2004
TERRA NOVA FINANCIAL, LLC
March 7, 2002 - March 17, 2003
PULSE TRADING, INC.
June 10, 1999 - February 6, 2002
WAVE SECURITIES, LLC
May 15, 1998 - March 31, 1999
TERRA NOVA FINANCIAL, LLC
March 6, 1992 - September 11, 1992
DETWILER FENTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
SECURRENCY SECURITIES INC.
CRD#: 309087 / SEC#: , 8-70522
Contact information
Documents
Red Flags
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