Kent A. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Allan Taylor, who also goes by Kent A Taylor, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1992. Kent had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2004 - April 30, 2014
RETIREMENT PLAN ADVISORS, LLC
February 19, 2002 - April 25, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 12, 2000 - March 11, 2002
METROPOLITAN LIFE INSURANCE COMPANY
April 12, 2000 - March 11, 2002
MSI FINANCIAL SERVICES, INC.
July 1, 1996 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 7, 1995 - July 1, 1996
NATIONWIDE SECURITIES, LLC
February 3, 1992 - July 17, 1995
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
