Jon G. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Grant Gibson was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1992. Jon had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2010 - December 31, 2012
RESOURCE HORIZONS GROUP LLC
October 30, 2009 - January 29, 2010
NYLIFE SECURITIES LLC
January 7, 2009 - October 2, 2009
OSAIC FS, INC.
November 16, 2005 - December 31, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 27, 1992 - October 18, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE HORIZONS GROUP LLC
CRD#: 104368 / SEC#: , 8-52830
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
