Daniel S. Olson

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CRD#: 2208972

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Steven Olson was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 25, 2006 - July 31, 2019

CORNERSTONE SECURITIES LLC

RIA

CRD#: 140379

OLATHE, KS

Past

September 22, 2006 - June 20, 2012

BROOKSTONE SECURITIES, INC.

CRD#: 13366

OVERLAND PARK, KS

Past

March 18, 2004 - September 27, 2006

EQUITY SERVICES, INC.

RIA

CRD#: 265

OVERLAND PARK, KS

Past

September 24, 1998 - September 27, 2006

EQUITY SERVICES, INC.

CRD#: 265

OVERLAND PARK, KS

Past

June 15, 1994 - February 9, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE SECURITIES LLC

CRD#: 140379 / SEC#: 801-133715

RIA

Registered Investment Advisory firm - (6/20/2025 Approved)

Arkansas

Registered Investment Advisory firm - (2/2/2024 Terminated)

California

Registered Investment Advisory firm - (6/25/2018 Approved)

Connecticut

Registered Investment Advisory firm - (12/31/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2018 Approved)

Illinois

Registered Investment Advisory firm - (5/20/2014 Approved)

Kansas

Registered Investment Advisory firm - (5/19/2006 Approved)

Louisiana

Registered Investment Advisory firm - (12/20/2012 Terminated)

Missouri

Registered Investment Advisory firm - (4/24/2006 Approved)

North Carolina

Registered Investment Advisory firm - (5/19/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/20/2012 Terminated)

Oregon

Registered Investment Advisory firm - (11/19/2019 Approved)

Texas

Registered Investment Advisory firm - (3/14/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (12/31/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/14/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNERSTONE SECURITIES LLC

CRD#: 140379 / SEC#: 801-133715

RIA

Registered Investment Advisory firm - (6/20/2025 Approved)

Arkansas

Registered Investment Advisory firm - (2/2/2024 Terminated)

California

Registered Investment Advisory firm - (6/25/2018 Approved)

Connecticut

Registered Investment Advisory firm - (12/31/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2018 Approved)

Illinois

Registered Investment Advisory firm - (5/20/2014 Approved)

Kansas

Registered Investment Advisory firm - (5/19/2006 Approved)

Louisiana

Registered Investment Advisory firm - (12/20/2012 Terminated)

Missouri

Registered Investment Advisory firm - (4/24/2006 Approved)

North Carolina

Registered Investment Advisory firm - (5/19/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/20/2012 Terminated)

Oregon

Registered Investment Advisory firm - (11/19/2019 Approved)

Texas

Registered Investment Advisory firm - (3/14/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (12/31/2013 Terminated)

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Contact information

Main Address

6710 W 121st St Suite 200, Overland Park, KS 66209

Mailing Address

Phone number

(913) 538-5483

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (10/16/2025)

Regulatory assets under management

Total Number of Accounts	800
AUM (Assets Under Management)	$ 175,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel S. Olson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CORNERSTONE SECURITIES LLC

BROOKSTONE SECURITIES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CORNERSTONE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2004

Series 63

Date: 6/8/1994

Series 6

Date: 6/14/1994

Current Firm

CORNERSTONE SECURITIES LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE SECURITIES LLC

TRUST BUT VERIFY

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