Douglas W. Coe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Wendell Coe was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1992. Douglas had worked at 3 firms and has passed the Series 65, Series 63, Series 50, Series 7, Series 54, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 30, 1996 - November 26, 2024
MOODY REID FINANCIAL ADVISORS L.P.
July 28, 1995 - April 23, 2004
SECURITIES SERVICE NETWORK, LLC
April 1, 1992 - August 9, 1995
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 6/20/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MOODY REID FINANCIAL ADVISORS L.P.
CRD#: 119205 / SEC#:
Contact information
Red Flags
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