Theodore M. Terzian

BLUE WATER ASSET MANAGEMENT

LANSING, MI 48933

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CRD#: 2208785

Professional summary

Theodore Michael Terzian JR, who also goes by Thedore Michael Terzian Jr, Theodore M Terzian, Theodore Michael Terzian, is a registered financial advisor currently at BLUE WATER ASSET MANAGEMENT located in Lansing, Michigan and SILVER OAK SECURITIES, INCORPORATED located in Lansing, Michigan.

Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Theodore has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thedore Michael Terzian Jr | Theodore M Terzian | Theodore Michael Terzian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BlueWater Asset Management,Is Investment Related,,RIA,IAR,2015-06-01,160 hours per month,0 hours per month during trading hours,Fee Based Compensation,Investment Advisory Rep 2) Theodore Terzian,Is Not Investment Related,,Life insurance,Sales,1992-02-01,10 hours per month,0 hours per month during trading hours,Commission Compensation,non variable life ins sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Michael Terzian JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2015 - Present

BLUE WATER ASSET MANAGEMENT

Office #1: 431 S. Capitol Ave, Lansing, MI 48933

RIA

CRD#: 175362

LANSING, MI

Current

January 31, 2022 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 431 S Capitol Ave, Lansing, MI 48933

RIA

CRD#: 46947

Lansing, MI

Past

February 14, 2018 - August 17, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

LANSING, MI

Past

February 14, 2018 - February 4, 2022

LPL FINANCIAL LLC

CRD#: 6413

LANSING, MI

Past

February 17, 2012 - February 14, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

LANSING, MI

Past

December 8, 2011 - August 31, 2015

CG ADVISORY SERVICES

RIA

CRD#: 110929

LANSING, MI

Past

March 24, 2011 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

LANSING, MI

Past

July 6, 2000 - April 21, 2011

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LANSING, MI

Past

December 4, 1998 - July 7, 2000

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

February 7, 1992 - November 5, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 7, 1992 - November 5, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE WATER ASSET MANAGEMENT

CRD#: 175362 / SEC#: 801-81153

RIA

Registered Investment Advisory firm - (3/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/31/2022)

Colorado
(1/31/2022)

Florida
(2/1/2022)

Illinois
(2/23/2022)

IAR

Michigan
(6/12/2015)

Michigan
(2/7/2022)

Nevada
(2/9/2022)

North Carolina
(2/8/2022)

Oregon
(2/17/2022)

Tennessee
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/6/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLUE WATER ASSET MANAGEMENT

CRD#: 175362 / SEC#: 801-81153

RIA

Registered Investment Advisory firm - (3/18/2015 Approved)

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Contact information

Main Address

4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525

Mailing Address

Phone number

(616) 447-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUE WATER ASSET MANAGEMENT ADV BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,796
AUM (Assets Under Management)	$ 386,830,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Theodore M. Terzian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Michael Terzian JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

CG ADVISORY SERVICES

INVEST FINANCIAL CORPORATION

CETERA INVESTMENT SERVICES LLC

SII INVESTMENTS, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BLUE WATER ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1999

Series 63

Date: 2/6/1992

SIE

Date: 10/1/2018

Series 6

Date: 2/6/1992

FINRA

Current Firm

BLUE WATER ASSET MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE WATER ASSET MANAGEMENT

TRUST BUT VERIFY

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