Thomas J. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Anderson was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 6 firms and has passed the Series 63, Series 7, Series 3, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - October 23, 2013
ALLSTON TRADING LLC
June 3, 2008 - October 24, 2011
R.J. O'BRIEN SECURITIES, LLC
January 2, 2008 - March 4, 2008
NEWEDGE USA, LLC
January 16, 2001 - May 3, 2008
NEWEDGE FINANCIAL INC.
October 4, 1995 - January 17, 2001
LIND-WALDOCK SECURITIES, INC.
February 3, 1992 - March 1, 1993
LIND-WALDOCK SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLSTON TRADING LLC
CRD#: 125499 / SEC#: , 8-65807
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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