Claudia Vanorden

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CRD#: 2208719

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Claudia Vanorden was a registered financial professional .

Claudia is a previously registered financial professional and started their career in finance in 1996. Claudia had worked at 7 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 6, 2019 - January 7, 2020

QUILITY FINANCIAL ADVISORS

RIA

CRD#: 304586

AURORA, CO

Past

September 20, 2018 - January 7, 2020

SOLOMON API LLC

RIA

CRD#: 159471

AURORA, CO

Past

June 24, 2015 - May 30, 2019

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

CENTENNIAL, CO

Past

February 17, 2010 - October 23, 2014

CABANA ADVISORS, LLC

RIA

CRD#: 145395

PLANO, TX

Past

September 22, 2004 - June 2, 2009

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

February 17, 1998 - July 14, 2003

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

December 3, 1996 - December 16, 1997

MULTISOURCE SERVICES, INC.

CRD#: 40450

Past

October 18, 1996 - November 5, 1996

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUILITY FINANCIAL ADVISORS

API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA

Registered Investment Advisory firm - (7/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/15/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QUILITY FINANCIAL ADVISORS

API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA

Registered Investment Advisory firm - (7/31/2019 Approved)

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Contact information

Main Address

1950 Rockledge Blvd Unit 201, Rockledge, FL 32955

Mailing Address

Phone number

(321) 888-2599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 71,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Claudia Vanorden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SOLOMON API LLC

WEALTH WATCH ADVISORS, INC

CABANA ADVISORS, LLC

TRANSAMERICA CAPITAL, LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

MULTISOURCE SERVICES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

QUILITY FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2010

Series 6

Date: 12/15/1995

Current Firm

QUILITY FINANCIAL ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUILITY FINANCIAL ADVISORS

TRUST BUT VERIFY

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