Peter A. Montalbano
Professional summary
Peter Anthony Montalbano is a registered financial advisor currently at PROSPERA FUNDS, INC. located in Bridge Hampton, New York and WHITE MOUNTAIN CAPITAL, LLC located in Bridgehampton, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Anthony Montalbano's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2026 - Present
PROSPERA FUNDS, INC.
Office #1: 2405 Main Street, Bridge Hampton, NY 11932November 29, 2000 - Present
WHITE MOUNTAIN CAPITAL, LLC
Office #1: 2405 Main St, Bridgehampton, NY 11932Office #2: 9521 East Bay Harbor Dr Unit 805, Bay Harbor Islands, FL 33154January 12, 2022 - December 5, 2023
MODERN CAPITAL ADVISORS, LLC
January 12, 2022 - April 13, 2026
MODERN CAPITAL MANAGEMENT, CO.
August 24, 2021 - December 31, 2021
MODERN CAPITAL MANAGEMENT, CO.
December 17, 2020 - December 31, 2021
MODERN CAPITAL ADVISORS, LLC
April 16, 1997 - February 24, 1999
GRUNTAL & CO., L.L.C.
August 24, 1995 - February 27, 1997
APEX CLEARING CORPORATION
October 13, 1994 - August 15, 1995
ROOSEVELT & CROSS, INCORPORATED
Primary Firm SEC Registration
PROSPERA FUNDS, INC.
CRD#: 331765 / SEC#: 801-132209
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2007)
(6/28/2007)
(1/19/2007)
(11/29/2000)
(1/3/2001)
(11/14/2022)
(1/22/2007)
(11/29/2021)
(1/12/2004)
(3/10/2008)
(1/8/2004)
(1/8/2004)
(5/24/2026)
(4/14/2005)
(5/15/2008)
(2/6/2004)
(5/5/2008)
(2/15/2007)
(7/9/2007)
(12/5/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/7/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
PROSPERA FUNDS, INC.
CRD#: 331765 / SEC#: 801-132209
Contact information
SEC notice filing (1 States and Territories)
Red Flags
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