Peter A. Montalbano
Professional summary
Peter Anthony Montalbano is a registered financial professional currently at WHITE MOUNTAIN CAPITAL, LLC located in Bridgehampton, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Anthony Montalbano's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2000 - Present
WHITE MOUNTAIN CAPITAL, LLC
Office #1: 2405 Main St, Bridgehampton, NY 11932Office #2: 9521 East Bay Harbor Dr Unit 805, Bay Harbor Islands, FL 33154January 12, 2022 - December 5, 2023
MODERN CAPITAL ADVISORS, LLC
January 12, 2022 - April 13, 2026
MODERN CAPITAL MANAGEMENT, CO.
August 24, 2021 - December 31, 2021
MODERN CAPITAL MANAGEMENT, CO.
December 17, 2020 - December 31, 2021
MODERN CAPITAL ADVISORS, LLC
April 16, 1997 - February 24, 1999
GRUNTAL & CO., L.L.C.
August 24, 1995 - February 27, 1997
APEX CLEARING CORPORATION
October 13, 1994 - August 15, 1995
ROOSEVELT & CROSS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2007)
(6/28/2007)
(1/19/2007)
(11/29/2000)
(1/3/2001)
(11/14/2022)
(1/22/2007)
(11/29/2021)
(1/12/2004)
(3/10/2008)
(1/8/2004)
(1/8/2004)
(4/14/2005)
(5/15/2008)
(2/6/2004)
(5/5/2008)
(2/15/2007)
(7/9/2007)
(12/5/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/7/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
WHITE MOUNTAIN CAPITAL, LLC
CRD#: 104123 / SEC#: , 8-52572
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONTALBANO, PETER ANTHONY | CHIEF EXECUTIVE OFFICER/GSP/SROP/MP/MEMBER | 2208686 |
| TOWNLINE BEACH INC | MEMBER | |
| LOWENBERG, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER/FINOP/MEMBER | 2505584 |
| LUCHKIW, RENEE L. | CHIEF COMPLIANCE OFFICER/MEMBER | 4299713 |
| MONTALBANO,EILEEN | MEMBER | |
| RUMPOINT, INC | MEMBER | |
| BONAVENTURE INVESTMENTS, LP | MEMBER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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