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Penhau B. Chang

BML SECURITIES LLC
Boston, MA 02110
Some features on this profile are disabled
CRD#: 2208674
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Professional summary

Penhau Benjamin Chang MR., who also goes by Penhau Benjamin Chang, is a registered financial professional currently at BML SECURITIES LLC located in Boston, Massachusetts.

Penhau is registered as a RR (Registered Representative) and started their career in finance in 2013. Penhau has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Penhau Benjamin Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Penhau Benjamin Chang MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2023 - Present

BML SECURITIES LLC

Office #1: 225 Franklin Street, Boston, MA 02110
BD
CRD#: 167535
Boston, MA
Past

February 13, 2013 - July 10, 2023

CONSILIUM PARTNERS LLC

BD
CRD#: 104486
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(7/7/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/12/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BML SECURITIES LLC
BML SECURITIES LLC

CRD#: 167535 / SEC#: , 8-69262

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
2016 Ocean St Unit 23, Marshfield, MA 02050
Mailing Address
2016 Ocean St Unit 23, Marshfield, MA 02050
Phone number
(617) 367-0099
Established
Massachusetts since 02/19/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BENNING ASSOCIATES LLCMANAGING MEMBER
BUSINESS CAPITAL EXCHANGE INCMANAGING MEMBER
NORTH RIVER CAPITAL LLCMANAGING MEMBER
FLYNN, PETER FRANCISCCO/FINOP2655124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BML SECURITIES LLC

CRD#: 167535Boston, MA 02110

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