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Christopher Bezich

CENTAURUS FINANCIAL
NEWPORT BEACH, CA
·CRD# 2208643·33 years experience

Professional Summary

Christopher Bezich, who also goes by Christopher Anthony Bezich, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Newport Beach, California. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Anthony Bezich

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
2901 W. Coast Highway Suite #200, Newport Beach, CA 92663
July 27, 2026 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
2901 W. Coast Highway Suite #200, Newport Beach, CA 92663
March 4, 2026 - Present
INTEGRITY CAPITAL, LLC·CRD# 285198
BD
Scottsdale, AZ
July 7, 2021 - March 1, 2026
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Santa Ana, CA
April 24, 2007 - July 1, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
January 3, 2001 - April 16, 2007
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
May 3, 2000 - December 6, 2000
TRANSAMERICA SECURITIES SALES CORPORATION·CRD# 17970
BD
Los Angeles, CA
June 17, 1999 - May 5, 2000
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
August 10, 1998 - January 7, 1999
ENTERPRISE FUND DISTRIBUTORS, INC.·CRD# 883
BD
Atlanta, GA
April 23, 1997 - June 30, 1998
PACIFIC SELECT DISTRIBUTORS, LLC·CRD# 4452
BD
Newport Beach, CA
September 8, 1995 - February 14, 1997
CAPITAL CLIENT GROUP, INC.·CRD# 6247
BD
Los Angeles, CA
August 16, 1993 - May 16, 1995

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IRA'S MADE SIMPLE POSITION: Financial Advisor NATURE: I speak with both existing and prospective clients regarding their specific needs and provide financial related and investment advice. Service clients on a daily basis related to the type of investment and accounts they have with me. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 03/02/2026 ADDRESS: 2901 W. Coast Hwy., Ste. 200, Newport Beach CA 92663, United States DESCRIPTION: This is my DBA. I handle all financial and investment planning for clients under this DBA. I use it on my email signature and website. I service clients on a daily basis with setting up new accounts to all service-related activities once an account has been open. I speak with clients regarding their specific needs and provide financial related and investment advice.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/7/2026)
IAR
Alabama
(7/27/2026)
RR
Alaska
(3/4/2026)
RR
Arizona
(3/4/2026)
IAR
Arizona
(7/30/2026)
RR
California
(3/4/2026)
IAR
California
(7/27/2026)
RR
Colorado
(3/4/2026)
RR
Florida
(3/4/2026)
RR
Georgia
(6/17/2026)
RR
Hawaii
(3/4/2026)
RR
Idaho
(3/4/2026)
RR
Illinois
(3/4/2026)
RR
Massachusetts
(9/2/2026)
IAR
Massachusetts
(9/9/2026)
RR
Michigan
(9/16/2026)
IAR
Michigan
(9/16/2026)
RR
Montana
(3/4/2026)
RR
Nebraska
(3/4/2026)
RR
Nevada
(3/5/2026)
IAR
Nevada
(7/27/2026)
IAR
New Jersey
(8/14/2026)
RR
New Jersey
(8/19/2026)
RR
New Mexico
(3/4/2026)
IAR
New York
(8/17/2026)
RR
New York
(8/19/2026)
RR
North Carolina
(4/14/2026)
IAR
North Carolina
(8/19/2026)
RR
Oklahoma
(3/4/2026)
RR
Oregon
(3/4/2026)
RR
South Carolina
(8/19/2026)
IAR
South Carolina
(8/19/2026)
RR
Texas
(3/4/2026)
RR
Utah
(3/4/2026)
RR
Washington
(3/4/2026)
IAR
Washington
(7/27/2026)
RR
Wyoming
(3/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2026About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1993About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 2007About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Bezich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christopher Bezich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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