Francis R. Bishop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Richard Bishop, who also goes by Dick Bishop, Francis Bishop Bishop, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1961. Francis had worked at 5 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1990 - August 24, 2016
DOO FINANCIAL US, INC.
December 7, 1987 - July 3, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
March 24, 1983 - March 22, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 23, 1982 - February 4, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
November 24, 1978 - April 2, 1982
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 30, 1961 - November 3, 1978
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/30/1961
Registered Representative ExaminationCurrent Firm
DOO FINANCIAL US, INC.
CRD#: 24409 / SEC#: , 8-41551
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
