Glen F. Garofalo
Professional summary
Glen Francis Garofalo, who also goes by Glen Garofalo, is a registered financial professional currently at DLCC PRIME located in Jersey City, New Jersey.
Glen is registered as a RR (Registered Representative) and started their career in finance in 1998. Glen has worked at 5 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen Francis Garofalo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2022 - Present
DLCC PRIME
Office #1: 111 Town Square Place, Suite 1203, Jersey City, NJ 07310November 30, 2018 - November 4, 2020
STONEX FINANCIAL INC.
May 17, 2017 - September 4, 2018
CF SECURED, LLC
March 3, 2017 - September 4, 2018
CANTOR FITZGERALD & CO.
September 10, 1998 - March 9, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 3/14/2022
General Securities Representative ExaminationFINRA
Current Firm
DLCC PRIME
CRD#: 312753 / SEC#: , 8-70716
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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